Compliance Analyst

£40000 - £60000 per annum
17 Feb 2017
19 Mar 2017
Angus Mackie
Contract Type
Compliance Analyst

HFG are recruiting a Compliance Analyst to join a mid-sized international Insurance Broker operating across the Lloyd’s and London insurance markets. They are a well-established and well recognised business with ongoing and successful growth in the U.K and Internationally. The compliance analyst will support the head of compliance in implementing  the compliance framework in a second line role working closely with the front line business providing technical compliance support and advice.


Main Duties:

  • Closely partner with the business to provide advice, support and guidance to the business and senior management on all regulatory and compliance matters.
  • Develop and implement the compliance framework, supporting the business to identify, monitor and govern all regulatory and compliance risks.
  • Help to deliver the compliance monitoring programme ensuring the business is meeting regulatory requirements and all policies, procedures and systems are in line with company compliance plan.
  • Previous experience within a regulatory and compliance position.
  • Knowledge and experience of the insurance market and its associated risks, ideally within the Lloyd’s or London market.
  • Compliance monitoring experience.
  • Understanding of the FCA’s sourcebooks and its practical application the insurance.