Compliance Officer (Insurance Brokerage) - London

City Of London
£60000 - £65000 per annum, Benefits: Bonus + Benefits
06 Feb 2019
08 Mar 2019
Paul Miller
Contract Type
A Lloyd's brokerage is currently seeking a Compliance Officer to join their team. 

The team are active in providing advisory services to the business and as such, this will be a core part of the role. Reporting in to the Head of Compliance, you will:

  • Engage in monitoring activity.
  • Assist with providing advisory support.

On a day-to-day basis, the role will involve:

  • Assisting with delivery of the annual compliance monitoring plan.
  • Producing monthly reports related to mitigation of financial crime.
  • Producing reports for the Audit & Risk committees.
  • Maintaining compliance records.
  • Delivering induction training for new employees.
  • Providing guidance on a range of FCA and international regulatory matters.
The team has regularly promoted from within and you'll find that - with strong performance - your career and responisiblities will develop quickly.

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