Compliance Analyst - London

City Of London
£45000 - £55000 per annum, Benefits: Bonus + Benefits
08 Apr 2019
08 May 2019
Paul Miller
Contract Type
An insurance business that operates in the Lloyd's market is currently seeking a Deputy Compliance Officer.

You will ensure that appropriate systems and controls are in place to ensure that the company is able to meet its regulatory responsibilities both to Lloyd's, the FCA and where appropriate, a relevant government body.

Duties will include:
  • After training, acting as nominated MLRO and DPO.
  • Carrying out an appropriate compliance monitoring programme, including due-diligence (enhanced where necessary) of new members.
  • Carrying out internal reviews on procedures, controls and thematic reviews in accordance with the annual compliance plan.
  • Advising upon regulatory issues that arise.
  • Ensuring that regulatory returns / notifications to the FCA / Lloyd's and other regulators are made in a timely fashion.
  • Overseeing AML systems and controls.

You will:
  • Have experience gained in the compliance team of an insurance organisation.
  • Possess sound knowledge of FCA and Lloyd's regulation.

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