Underwriting & Regulatory Risk Manager

Emerald Group
Up to £65,000 + Benefits
11 Apr 2019
11 May 2019
Contract Type
Full time, Permanent

Consultant Name: Matthew Waterworth

Telephone Number: +44 (0) 203 867 9832

Email Address: matthew.waterworth@emerald-group.com

Key Responsibilities:


  • Being a GI point of contact for enquiries from the regulators and other bodies
  • Coordinating action to fulfil regulator requests, including managing input from multiple teams and working with them to resolve issues
  • Writing responses to regulator enquiries – ensuring that responses are prompt, accurate, diplomatic and represent the best interests of the firm and their customers, seeking alignment with the ABI, and obtaining Exec approval as appropriate
  • Keeping abreast of market and regulatory developments in order to identify threats and opportunities, and to brief senior management, making recommendations as appropriate
  • Deputising for the Senior Underwriting and Regulatory Risk Manager as necessary, including reporting to and attending senior management forums
  • Maintaining close working relationships with colleagues from Risk, Compliance, Operations, Pricing and Broker to ensure a joined up approach
  • Being a subject matter expert for regulatory issues from members of the Underwriting team and other parts of the business, including the Press Office and the Exec
  • Coordinating annual review and update of governance documents, such as the Underwriting Statement of Practice and Appetite for Board approval
  • Developing, coordinating and participating in the GI conduct review programme and other technical audits or deep dives
  • Supervising a small team of underwriting and regulatory risk executives, and coaching them and other colleagues to develop their regulatory knowledge (including relating to customer conduct
  • Pragmatic approach will enable you to balance customer and business needs effectively
  • You will enjoy being part of a small, busy team that has a significant influence on their business. You will be experienced in managing, developing and motivating a small team


Qualifications/ Experience:

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