Compliance Manager (Insurance)

4 days left

City of London
£57412.34 - £65614.11 per annum
09 Nov 2020
09 Dec 2020
Paul Miller
Contract Type
What you will do:

Planning and development

Promote a positive compliance culture within every aspect of the businessMaintain, in partnership with the business, a robust operational compliance framework that serves to manage and mitigate exposure to the compliance and regulatory risks that may stem from the products offeredSupport the development of strategies which will mitigate emerging compliance risksLead the drafting of the annual Compliance Plan and compliance policies and be integral in their delivery and implementation

Governance and Advisory

Draft and present reports for presentation to our committees and BoardsManage the preparation of non-financial regulatory and quasi-regulatory returns, applications and notifications, and other external information requestsGuide and advise the business on maintaining and enhancing our compliance with the various global regulations which we are subject toOrganise the delivery of compliance training to the businessNurture excellent relationships with senior managers to ensure that regulations and any updates to them are understood and that compliance processes are embeddedSupport the protection of confidential information


Manage the completion of monitoring tasks in accordance with the compliance timetable, to ensure business adherence to internal and external requirementsWork with the business to resolve any incidence of non-compliance and deliver of the business timetableOversee broker due diligence as requiredRaise awareness of the risks, and ensure the appropriate management of, conflicts of interestConduct and supervise internal investigations and the resolution of alleged acts of non-compliance, and set out any resulting requirements appropriatelyRun the process by which the business guards against the risk of breaching international sanctions imposed by relevant bodiesSupport the process of verification of banking details of business suppliersManage the framework of activity to demonstrate compliance with applicable data protection standards

Treating customers fairly

Promote a conduct culture that has the fair treatment of our customers at its centreOversee the resolution of complaints made by third parties

What you require for the role

Knowledge and experience of working within the regulatory regimes governing UK and international Finance and Insurance companies, as well as the Lloyd's Insurance Market and its rulesExcellent interpersonal skills.The ability to communicate clearly, concisely, on time and to any audience, no matter what the medium, is essential in this role.Superior organisational and prioritisation skills and be capable of responding positively to pressure and multiple prioritiesAdaptability and a willingness to learn and improve services and processesAn instinct to be proactive, collaborative and helpful to colleagues, following up tasks appropriately, keeping the team up to date on activities and progressStrong Microsoft Office skillsSophisticated analytical skills and attention to detail

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