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Compliance Manager - Acquisition and Representatives

This role is to ensure that any acquisitions and respective business integrations happen smoothly and successfully from a compliance perspective.

You will be;

  • Providing compliance support for pre-deal and due diligence activity
  • Preparing for the FCA change in control notifications
  • Building integration plans to respond to any due diligence findings and align with group compliance arrangements
  • Overseeing and supporting acquired firms with migration and mitigation activities
  • Working with the wider compliance team to understand existing arrangements and ensure smooth integration of incoming businesses
  • Liaising with Senior Management and other departments (operations, IT, M&A, HR, finance) and provide compliance input on their integration activities
  • Supporting the Compliance Assurance Manager when activity allows

A key part of the role is to ensure the best interests of our customers are met and regulatory requirements satisfied by

  • Promoting a culture of continual improvement in the quality of the customer experience
  • Implementing and embedding appropriate policies and procedures to guide and inform the way we work and promote the right behaviours.
  • Working in partnership with the business in monitoring and responding to relevant KPIs, new developments - internal or external, providing pro-active support and constructive advice on compliance and related matters and be seen as a 'Trusted Advisor'

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

Compliance Manager - Acquisition and Representatives

London, UK
Full time
Compliance, Compliance Manager
General Insurance
37291_1655975917

Published on 06/23/2022

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